Senior Compliance Reporting & Regulatory Relations
Salary undisclosed
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Responsibilities:
- Review policy & procedure compliance including compliance tools periodically to ensure effectiveness
- Update with the new regulations issued by regulator to the relevant units
- Ensure dissemination of new regulations from OJK/BI/LPS have been submitted via email to the relevant units throughout the organization
- Ensure the fulfillment of Regulatory request of supervision data and/or information and SMBC Group inquiries in timely manner
- Ensure compliance report to external and internal parties in timely manner
- Ensure reports obligation to regulator has been submit by respective unit and in accordance to the applicable law and regulations.
- Ensure that audit by internal, group and Regulator run smoothly
- Ensure follow up of OJK/BI, SMBC Group (Compliance Division related) audit and internal audit have been met to the target date
- Develop & ensure the effectiveness of compliance system to continuously improve the culture of compliance, as well as ensure the compliance function comply with SMBC's global requirements to all its subsidiaries and branches located outside the region
- Perform analysis and provide input to Compliance Head in regard to improve bank compliance
- Conduct Ad-hoc global survey and/ assessment to support SMBC Global Business project and or to enhance global compliance framework
- Attend seminar/workshop/training to maintain and further expand compliance knowledge
- Monitoring Compliance Process
Qualifications:
- Minimum education is Bachelor Degree (S1)
- Has minimum 6 years’ experience in Banking
- Has deep Knowledge of Banking Operational and Business perspective
- Has deep knowledge and understanding of internal policies & procedures
- Proficient in operating Microsoft Office (Excel, Words, Power Point)
- Good fluency in English
Responsibilities:
- Review policy & procedure compliance including compliance tools periodically to ensure effectiveness
- Update with the new regulations issued by regulator to the relevant units
- Ensure dissemination of new regulations from OJK/BI/LPS have been submitted via email to the relevant units throughout the organization
- Ensure the fulfillment of Regulatory request of supervision data and/or information and SMBC Group inquiries in timely manner
- Ensure compliance report to external and internal parties in timely manner
- Ensure reports obligation to regulator has been submit by respective unit and in accordance to the applicable law and regulations.
- Ensure that audit by internal, group and Regulator run smoothly
- Ensure follow up of OJK/BI, SMBC Group (Compliance Division related) audit and internal audit have been met to the target date
- Develop & ensure the effectiveness of compliance system to continuously improve the culture of compliance, as well as ensure the compliance function comply with SMBC's global requirements to all its subsidiaries and branches located outside the region
- Perform analysis and provide input to Compliance Head in regard to improve bank compliance
- Conduct Ad-hoc global survey and/ assessment to support SMBC Global Business project and or to enhance global compliance framework
- Attend seminar/workshop/training to maintain and further expand compliance knowledge
- Monitoring Compliance Process
Qualifications:
- Minimum education is Bachelor Degree (S1)
- Has minimum 6 years’ experience in Banking
- Has deep Knowledge of Banking Operational and Business perspective
- Has deep knowledge and understanding of internal policies & procedures
- Proficient in operating Microsoft Office (Excel, Words, Power Point)
- Good fluency in English