Compliance Manager (Sekuritas Industry)
Salary undisclosed
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Hello Everyone,
Tuntun Sekuritas Indonesia is currently hiring for Compliance Manager.
Industry: Financial/ Securities
Location: North Jakarta
Salary range: 20.000.000-35.000.000 IDR
Responsibilities:
To assist Head of Complliance in:
- Implementing, develop, update, and enforce compliance policies.
- Monitor regulatory changes and update policies accordingly.
- Conduct risk assessments and implement mitigation strategies.
- Perform internal audits and investigations.
- Liaise with regulatory agencies and external auditors.
- Resolve compliance-related conflicts.
- Enhance compliance programs through analysis and feedback.
- Provide regular compliance updates to stakeholders.
Qualifications:
- Bachelor's degree from top a University in business, law, finance, accounting, or related field. Advanced degree or relevant certifications (e.g., Certified Compliance & Ethics Professional - CCEP) preferred.
- Minimum 5 years of experience in compliance, risk management, auditing, margin trade, brokerage or a related field.
- Prior work experience in regulatory bodies and securities industry is highly preferred.
- In-depth understanding of relevant laws, regulations, and industry standards pertaining to the Indonesian financial sector Financial Services Authority (OJK) and IDX .
- Strong analytical abilities to interpret complex regulations, assess compliance risks, and develop effective strategies for mitigation.
- Excellent verbal and written communication skills to effectively convey compliance requirements, provide guidance, and interact with stakeholders at all levels.
- Meticulous attention to detail to ensure accurate interpretation and implementation of compliance policies and procedures.
- Demonstrated commitment to ethical behavior and adherence to high standards of integrity in all compliance activities.
- Proven ability to identify compliance issues, analyze root causes, and develop practical solutions to address them effectively.
- Strong leadership capabilities.
- Commitment to staying updated on evolving compliance regulations, industry best practices, and professional development opportunities.
- Fluent in english (verbal & writing).
- Align with the company's core values: Client first, Pursue of excellence, Being radical truthful.
- Active WPPE License (or higher) is a must.
Hello Everyone,
Tuntun Sekuritas Indonesia is currently hiring for Compliance Manager.
Industry: Financial/ Securities
Location: North Jakarta
Salary range: 20.000.000-35.000.000 IDR
Responsibilities:
To assist Head of Complliance in:
- Implementing, develop, update, and enforce compliance policies.
- Monitor regulatory changes and update policies accordingly.
- Conduct risk assessments and implement mitigation strategies.
- Perform internal audits and investigations.
- Liaise with regulatory agencies and external auditors.
- Resolve compliance-related conflicts.
- Enhance compliance programs through analysis and feedback.
- Provide regular compliance updates to stakeholders.
Qualifications:
- Bachelor's degree from top a University in business, law, finance, accounting, or related field. Advanced degree or relevant certifications (e.g., Certified Compliance & Ethics Professional - CCEP) preferred.
- Minimum 5 years of experience in compliance, risk management, auditing, margin trade, brokerage or a related field.
- Prior work experience in regulatory bodies and securities industry is highly preferred.
- In-depth understanding of relevant laws, regulations, and industry standards pertaining to the Indonesian financial sector Financial Services Authority (OJK) and IDX .
- Strong analytical abilities to interpret complex regulations, assess compliance risks, and develop effective strategies for mitigation.
- Excellent verbal and written communication skills to effectively convey compliance requirements, provide guidance, and interact with stakeholders at all levels.
- Meticulous attention to detail to ensure accurate interpretation and implementation of compliance policies and procedures.
- Demonstrated commitment to ethical behavior and adherence to high standards of integrity in all compliance activities.
- Proven ability to identify compliance issues, analyze root causes, and develop practical solutions to address them effectively.
- Strong leadership capabilities.
- Commitment to staying updated on evolving compliance regulations, industry best practices, and professional development opportunities.
- Fluent in english (verbal & writing).
- Align with the company's core values: Client first, Pursue of excellence, Being radical truthful.
- Active WPPE License (or higher) is a must.